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Published April 2022 | Published + Supplemental Material
Journal Article Open

Ultrasonic Deep Brain Neuromodulation in Acute Disorders of Consciousness: A Proof-of-Concept

Abstract

The promotion of recovery in patients who have entered a disorder of consciousness (DOC; e.g., coma or vegetative states) following severe brain injury remains an enduring medical challenge despite an ever-growing scientific understanding of these conditions. Indeed, recent work has consistently implicated altered cortical modulation by deep brain structures (e.g., the thalamus and the basal ganglia) following brain damage in the arising of, and recovery from, DOCs. The (re)emergence of low-intensity focused ultrasound (LIFU) neuromodulation may provide a means to selectively modulate the activity of deep brain structures noninvasively for the study and treatment of DOCs. This technique is unique in its combination of relatively high spatial precision and noninvasive implementation. Given the consistent implication of the thalamus in DOCs and prior results inducing behavioral recovery through invasive thalamic stimulation, here we applied ultrasound to the central thalamus in 11 acute DOC patients, measured behavioral responsiveness before and after sonication, and applied functional MRI during sonication. With respect to behavioral responsiveness, we observed significant recovery in the week following thalamic LIFU compared with baseline. With respect to functional imaging, we found decreased BOLD signals in the frontal cortex and basal ganglia during LIFU compared with baseline. In addition, we also found a relationship between altered connectivity of the sonicated thalamus and the degree of recovery observed post-LIFU.

Additional Information

© 2022 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/). Received: 31 January 2022 / Revised: 17 March 2022 / Accepted: 19 March 2022 / Published: 23 March 2022. (This article belongs to the Special Issue Emerging Treatments for Patients with Disorders of Consciousness) Author Contributions. M.M.M. and C.S. conceived the study. J.A.C., M.M.M. and N.M.S. administered the ultrasound. C.S. supervised behavioral assessments. J.A.C., N.M.S. and C.S. performed behavioral assessments. J.P.C., J.S.C., M.A.J. and E.S.L. assisted in planning, preliminary data collection, and ultrasound device management. J.A.C. wrote the first draft of the paper. C.R., M.B.-B. and P.M.V. oversaw patient well-being while in the Ronald Reagan UCLA Medical Center, provided medical guidance, and assisted in the patient admission process. All listed authors reviewed this paper and provided feedback. All authors have read and agreed to the published version of the manuscript. This research was funded by the Tiny Blue Dot Foundation and the DANA foundation. This study was conducted according to the guidelines of the Declaration of Helsinki and approved by the Institutional Review Board of UCLA (14–001749; 2015). Informed consent was obtained from the power of attorney of all patients involved in the study. Data Availability Statement. The data presented in this study can be obtained through a Material Transfer Agreement with UCLA. The authors declare no conflict of interest.

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Published - brainsci-12-00428.pdf

Supplemental Material - brainsci-12-00428-s001.zip

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Additional details

Created:
August 22, 2023
Modified:
October 24, 2023